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Chapter 2
Iowa Transit Agencies
Iowa has 35 designated transit systems. Sixteen of these are rural systems and
nineteen are urban. Within each
region or urban area, local officials must designate a single agency to be
responsible for the administration and provision of transit services to the
general public. Chapter
324A of the Iowa
Code defines transit systems.
Designation of a Single Administrative
Agency
The Iowa DOT may only distribute state and federal
public transit assistance to PUBLIC TRANSIT SYSTEMs that have been duly
designated as a single administrative agency (transit system). Chapter 324A of
the Iowa Code
mandates that transportation services be coordinated and defines transit
systems.
Within each urban area or region, local officials
must designate a single agency to be responsible for the administration and
provision of transit services to the general public. The only entities that may
receive public transit assistance administered by the Office of Public Transit
(OPT) are the designated urban and regional transit systems. In no instance
shall an individual county be funded directly. A city must have a population of
at least 20,000 or be part of an urbanized area before it can be designated a
transit system and be funded directly.
At least one PUBLIC TRANSIT SYSTEM is designated to
serve every area of the state. Agencies other than a designated transit system
may receive state or federal transit assistance funding only through
pass-through agreements with a designated system. These agreements must entail
COORDINATION with the transit agency's direct services and services that are
provided under other SUBCONTRACTs the transit system may have with other
providers. Please see Chapter
8 for more information on SUBCONTRACTs.
Any county may elect to designate the local urban
transit system as its single administrative agency and may then become eligible
to share the state or federal assistance received by that urban transit
program.
The State of Iowa requires COORDINATION of publicly funded
passenger transportation services to maximize benefits from limited resources.
Accordingly, all agencies providing transportation services need to coordinate
services through urban or regional transit systems designated by local
officials. The designated transit systems may purchase service from other
transportation providers. Click here for a
list of sub-providers operating under the authority of a particular transit
system.
Click here
to view a map of the SERVICE AREA of each of Iowa’s sixteen regional
transit systems which serve multiple counties. Service is provided within each of
Iowa's
ninety-nine counties as well as between counties and between regions. These
regional systems are organized in various ways. Some are public agencies, while
others are private-non profit entities. Some of the agencies are part of another
agency and others are free-standing. Brokered Systems are those transit systems
that provide no direct service, but contract with subproviders to operate
transit services. Brokered Systems
are responsible for all services and COMPLIANCE of all operators.
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Organization of Iowa's Designated Rural and
Small Urban Transit Systems |
| Transit
System and SERVICE AREA |
Public
Agencies |
Private
Nonprofit Organizations |
Free-Standing |
Part of
Planning Agency |
Social
Agency (community action, aging) |
Brokered
Systems |
|
Northeast Iowa Community Action Corporation
(Region 1) Allamakee, Clayton, Fayette, Howard and Winneshiek
counties |
|
Y |
|
|
Y |
|
| North Iowa Area Council of
Governments (Region 2) Cerro Gordo, Floyd, Franklin, Hancock,
Kossuth, Mitchell, Winnebago, and Worth counties |
Y |
|
|
Y |
|
Y |
| Regional Transit Authority/RIDES
(Region 3) Buena Vista, Clay, Dickinson, Emmet, Lyon, O'Brien, Osceola,
Palo Alto, and Sioux counties |
|
Y |
Y |
|
|
|
| Siouxland Regional Tranist System
(Region 4) Cherokee, Ida, Monona, Plymouth, and Woodbury counties and
Southern Union County, South Dakota |
|
Y |
Y |
|
|
|
| Mid-Iowa Development Association
(Region 5) Calhoun, Hamilton, Humboldt, Pocahontas, Webster and Wright
counties |
Y |
|
|
Y |
|
|
| Region Six Planning
Commission/PeopleRIDES (Region 6) Hardin, Marshall, Poweshiek,
and Tama counties |
Y |
|
|
Y |
|
|
| Iowa Northland Regional Council of
Governments/Regional Transit Commission (Region 7) Black Hawk,
Bremer, Buchanan, Butler, Chickasaw and Grundy counties |
Y |
|
|
Y |
|
|
| Delaware, Dubuque and Jackson County Regional
Transit Authority (Region 8) Delaware, Dubuque and Jackson
counties |
Y |
|
|
Y |
|
|
| River Bend Transit (Region 9)
Cedar, Clinton, Muscatine, Scott counties and the Illinois Quad City
area |
|
Y |
Y |
|
|
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| East Central Iowa Transit (Region
10) Benton, Iowa, Johnson, Jones, Linn, and Washington
counties |
Y |
|
|
Y |
|
Y |
| Heart of Iowa Regional Transit
Agency (Reigon 11) Boone, Dallas, Jasper, Madison, Story, and
Warren counties |
Y |
|
Y |
|
|
Y |
| Region XII Council of Governments/Western
Iowa Transit System (Region 12) Audubon, Carroll, Crawford,
Greene, Guthrie, and Sac counties |
Y |
|
|
Y |
|
|
| Southwest Iowa Planning Council/Southwest
Iowa Transit Agency (Region 13) Cass, Fremont, Harrison, Mills,
Montgomery, Page, Pottawattamie, and Shelby counties |
Y |
|
|
Y |
|
|
| Southern Iowa Trolley (Region
14) Adair, Adams, Clarke, Decatur, Ringgold, Taylor and Union
counties |
|
Y |
|
|
|
|
| 10-15 Reigonal Transit Agency
(Region 15) Appanoose, Davis, Jefferson, Keokuk, Lee, Lucas, Mahaska,
Monroe, Van Buren, Wapello, and Wayne counties |
Y |
|
Y |
|
|
|
| Southern Iowa Regional Planning
Commission/SEIBUS (Region 16) Des Moines, Henry, and Louisa
counties |
|
Y |
|
|
|
|
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The Federal
Transit Administration (FTA) categorizes urban systems by population of the
city. Iowa has
seven small urban transit systems in cities with population under 50,000; eight
large urban transit systems in cities with a population between 50,000 and
200,000; and four large urban systems in metropolitan areas greater than 200,000
population. The size of the city effects how transit funds are distributed and
is explained in Chapter
3.
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Iowa's Designated Urban Tranist
Systems |
|
Small Urban Population under
50,000 |
Large Urban Population
50,000-200,000 |
Large Urban Population
over 200,000 |
|
Burlington |
Ames |
Bettendorf |
|
Clinton |
Cedar Rapids |
Council Bluffs |
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Fort Dodge |
Coralville |
Davenport |
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Marshalltown |
Dubuque |
Des Moines |
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Mason City |
Iowa City |
|
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Muscatine |
Sioux City |
|
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Ottumwa |
University of Iowa (Cambus) |
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|
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Waterloo |
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Most urban transit systems are city departments.
The exceptions are the Metropolitan Transit Authority of Black Hawk County,
based in Waterloo, which is an intergovernmental
agency formed by the cities of Waterloo and Cedar Falls under Chapter 28E of the
Code of Iowa, Des Moines Area Regional Transit Authority (DART) which
serves all of Polk County as well as communities that are at least
partially within Dallas, Madison and Warren
counties Cambus, which is operated by the University of Iowa.
Transit System Responsibilities
Provision of Public Transit
Services – Transit systems
receiving federal or state funds are required to provide transportation for the
general public. Client transportation may also be provided with these
funds if the service is open to the general public. All services must meet
ACCESSIBILITY requirements.
Each transit system must provide complete
information about the availability of its service to the general public.
FTA requires that each transit system provide information on ROUTEs or service
areas and make it available to the public at all times. Any brochure,
publication, or other printed information regarding a transit agency’s service
area or schedule must state that the service is open to the general
public. The general public must also be provided information on the
general public fare. General public fares must reflect the benefit of state and
federal subsidies. All system information must be available in accessible
formats.
Incidental transportation activities such as
CHARTERs (meeting the FTA standards) (See Chapter
15), sightseeing services, parcel delivery, meal delivery, or nonpublic
client transportation are allowed as long as the use of any equipment for these
purposes does not exceed 20 percent of the total use. This service should
be identified, reported separately, and documented that it is fully supported
with non-federal or non-state transit funds.
COORDINATION - Manager’s of each transit system should
coordinate their service to meet the transportation needs of human service
agencies in their area. When an agency asks for service (other than
CHARTER service), the transit system should make every effort to provide service
if VEHICLEs and funds are available. The cost of this service should
reflect subsidized state and federal funds when possible. Chapter
15 discusses the COORDINATION mandated in Chapter 324A of The Code of
Iowa .
Equitable Distribution of Transit
Assistance - State and federal
transit funds are to be fairly distributed among all the services a transit
system provides. The benefit of state and federal transit assistance
should be considered when calculating all fares. Although the allocation
of the distribution is a local decision, OPT may review and comment.
Information on internal distribution of funds by each of Iowa’s transit systems is
public information and is subject to public scrutiny.
Insurance - Transit systems are required to carry $1,000,000
liability insurance on each VEHICLE. Transit systems are responsible for
verifying that coverage is adequate for the use being made of each VEHICLE. Each transit system is strongly
encouraged to carry $1,000,000 liability for underinsured/uninsured
motorist. A transit system/provider that is a governmental agency that can
levy taxes or can show sufficient financial reserves can be self-insured.
Insurance requirements are explained in Chapter
11.
Maintenance - Federal and state-funded VEHICLEs must be
adequately maintained and any ACCIDENT damage must be repaired. VEHICLE
maintenance is covered in Chapter
10. Federal and state-funded
facilities must also be adequately maintained. Each asset funded with federal or state
assistance by a transit agency must be listed on that agency’s asset
inventory. Plans for maintenance of
each owned asset over the course of its useful life is required. At a minimum, an annual review of
whether each asset is being used and maintained in accordance with the plan is
also required.
COMPLIANCE with state and federal
requirements - Transit systems
must comply with all applicable federal and state regulations. See
information supplied at the end of this chapter for state regulations and the
Master Agreement for FTA requirements.
Contracted Service Providers – If a designated transit system chooses to
SUBCONTRACT services from other entities, those other entities must also comply
with the state and federal requirements. The designated transit system is
responsible for overseeing the operations and assuring COMPLIANCE of its
sub-providers. To ensure that sub-providers are in COMPLIANCE,
requirements must be clearly stated in the contracts with providers. Chapter
8 lists elements that need to be included when SUBCONTRACTing
service.
Withdrawing Designation/Re-designation
Procedures
If a county elects to
withdraw from participating in a region's public transit program, it may
designate another region as its single administrative agency if all three of the
following conditions are met:
1.
The new region's area
adjoins the county;
2.
A majority of the
counties participating in the public transit program of the adjoining region
agree to accept the county as a participant in their program; and
3.
The Iowa DOT concurs in
a county's designation of a single administrative agency that has already been
duly designated by a contiguous region.
If an agency designated as the regional transit
system no longer wishes to serve this function, or if the counties involved feel
the agency is not performing its role adequately, the counties may choose to
designate a new transit agency.
Iowa DOT policy requires the federal share of all
VEHICLEs and any other federally funded equipment be transferred to a newly
designated regional system to be used for the original public transportation
purpose. Iowa DOT policy does not require any buyout of the local share;
however, a buyout is normally a locally-negotiated issue. In the past,
agreements have ranged from a complete local share transfer to complete buyout
of the local share by the new agency.
Any program surplus dollars reserved for a
specified transit purpose, such as designated transit capital replacement funds,
are expected to transfer. The transfer of transit funds generated as an
inadvertent result of differences in contracted service rates and actual costs
would be negotiated between the transferring parties. The transfer of any
remaining transit funds received from local governments and agencies is also
negotiated between the newly designated agency and the former agency. The
counties involved will resolve any conflicts or concerns of local share. Transit
service contracts should state how surplus funds are
handled.
State
COMPLIANCE Requirements
(State
Transit Assistance and Amoco Loan Funding Only)
All services funded
with State funds shall be open to the general public.
All services funded
with State funds shall be advertised.
All procurement(s) or
construction(s) funded with state funds shall be subject to the following
procedural guidance listed for State funds and subject to
oversight:
i. Appendix E, chapters 910,
920, and 921
ii. Appendices F, N,
S, T, U, and W
Bid specifications for
projects over $25,000 must be submitted to the Iowa DOT for
approval.
Any property purchased
and/or any land on which facilities are to be constructed upon with State funds
shall be free of all legal encumbrance and a legal description of the designated
tract of land shall be on file with the transit agency.
The transit system
agrees that any property purchased or any facility constructed with State funds
shall be used for the provision of public passenger transportation service
within the area described in the application for the useful life of the
property/facility as determined by the Iowa DOT.
The transit system
shall maintain all property purchased or constructed at a high level of
cleanliness, safety and mechanical soundness. The cost of such maintenance shall be
the full responsibility of the transit system. The Iowa DOT shall have the right to
conduct periodic inspection for the purpose of confirming proper maintenance of
such property.
If the property is not
continuously used for public passenger transportation in a manner similar to
that intended by the application, the transit system shall immediately notify
the Iowa DOT.
Any revenue generated
by interest payments on advance funds received by the AGENCY shall be credited
to the PROJECT or repaid to the Iowa DOT.
Add Property Inventory
forms must be submitted within 45 days of acceptance of FTA or state funded
equipment that cost $5,000 or more.
Items of lesser cost must be added to each agencies asset inventory and
assigned an identification number.
Asset/Property
Disposition Reports must be submitted within 45 days after any federally funded
VEHICLE, equipment, or facility has been disposed.
The transit system
shall secure an audit which shall include an identification of the
fully-allocated costs of the public transit program and list all sources of
funding which contributed to the support of these costs (State funds and FTA
funds received for transit operation, capital or planning activities by
individual contract).
All records applicable
to any project funded with STA or Amoco Loan funds must be retained and
available to the Iowa DOT for a period of three (3) years after the issuance of
the audit report following close-out of the JOINT PARTICIPATION AGREEMENT that
funded purchase of some asset or provision of a transit
service.
Quarterly Statistical
Report shall be submitted each quarter, along with a year-end report (due within
45 days from the end of each quarter),
Quarterly Fuel Tax
Reports shall be submitted each quarter (filed within 30 calendar days of the
end of the reporting quarter), and
Year-end Odometer
Readings shall be submitted at the end of the state fiscal year (due 45 days
from end of state fiscal year).
Commercial Automobile
Liability - combined single limit $1,000,000.
An STA formula
projection must be included in at least the first year of the local area TIP and
Iowa STIP.
Passenger
Transportation Development Plans (due April 1 of each
year)
Consolidated Funding
Applications (due May 1 each year)
Federal
COMPLIANCE Requirements
THIRD PARTY
Contracting Requirements, FTA Circular 4220.1E
Buy America
Pre-Award and
Post-Delivery Audits of Rolling Stock Purchases, 49 CFR 663
Guidance on Buy America
Requirements of the Pre-Award and Post-Delivery
Bus
Testing, 49 CFR 665
Nondiscrimination
on the Basis of Handicap in Programs and Activities Receiving or Benefitting
from Federal Financial Assistance, 49 CFR 27
Transportation
Services for Individuals With Disabilities, 49 CFR 37
Americans
with Disabilities Act (ADA) ACCESSIBILITY Specifications for Transportation
VEHICLEs, 49 CFR 38, Subpart B
Contract
Provisions Required by Title VI of the Civil
Rights Act of 1964
Arrangement
Pursuant to Section 13(c) of the Federal Transit Act Protecting Workers Represented by the Amalgamated Transit
Union PROTESTprocedure.pdf">(.PDF) (844K) for Statewide Capital Projects
(5309);
COMPLIANCE/olms/13cfactsheet.htm">Special
Section 13(c) Warranty for Application to the Small Urban and Rural Program
(5311)
Procedures
for Transportation Workplace Drug Testing Programs, 49 CFR 40;
Prevention
of PROHIBITED DRUG Use and ALCOHOL Misuse in Transit Operations, 49 CFR
655; Amendment
to Definition of "Substance Abuse Professional," 61
FR 9969; Definition
of a SAP under 49 CFR Part 40 [revised as of October 1, 2002]
Procedures
for Transportation Workplace Drug and ALCOHOL Testing Programs; Insufficient
Specimens and Other Issues, 61
FR 37693;
Amendments
to Opiate Threshold Levels, 63
FR 65128;
Prevention
of PROHIBITED DRUG Use in Transit Operations: Prevention of ALCOHOL Misuse in
Transit Operations, 63
FR 67612;
Environmental
Impact and Related Procedures, 23
CFR 771;
Participation
by Disadvantaged Business Enterprises in Department of Transportation Programs;
Final Rule, 64
FR 5095
Disadvantage
Business Enterprise Program
Cost
Principles for State, Local and Indian Tribal Governments, OMB Circular
A-87
Uniform
Administrative Requirements for Grants and Cooperative Agreements to State and
Local Governments, 49 CFR
18
Uniform
Administrative Requirements for Grants and Agreements with Institutions of
Higher Education, Hospitals and Other Non-Profit Organizations, Final Revision
to OMB Circular A-110, 58 FR 62992
Single Audit Act Amendments of
1996, Public Law 104-156
Audits
of States, Local Governments, and Non-Profit Organizations, OMB Circular
A-133
Submit
NTD data yearly to either FTA or Iowa DOT (required for Year-end Statistical
Report submittals)
Submit
JARC data yearly to either FTA or Iowa DOT
Chapter 2
Highlights
·
35 Designated Transit
Systems
·
four large urban systems
in metropolitan areas greater than 200,000 population
·
eight large urban
transit systems in cities with a population between 50,000 and
200,000
·
seven small urban
transit systems in cities with population under 50,000
·
sixteen regional transit
systems serve each of Iowa's ninety-nine
counties
·
Chapter 342A of the Iowa
Code
·
within each urban area
or region, local officials must designate a single agency to be responsible for
the administration and provision of transit services to the general
public
·
in order to receive
state or federal funding, services must be open to the general
public
·
complete information
about the availability of the service must be provided to the general
public
·
incidental
transportation activities can not exceed 20 percent of the total use of the
fleet
·
services should be
coordinated to meet the transportation needs of agencies in the service
area
·
$1,000,000 liability
insurance is required on each transit VEHICLE
·
IDOT strongly encourages
$1,000,000 liability for underinsured/uninsured motorists.
·
state and federally
funded equipment or facilities must be adequately
maintained.
·
responsible for
overseeing subproviders and assuring they are in COMPLIANCE with all federal and
state regulations.
·
State COMPLIANCE
Requirements
·
Federal COMPLIANCE
requirements
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